Full text of OLD CITY SECURITIES LLC's X-17A-5 filed 2024-10-15 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number. 3235 0123 Expires: Nov. 30, 2026 f5timated **av,rage** burden hours p,r ruponse: 12 # ANNUAL REPORTS FORM X-17A-5 PART Ill | SEC FILE NUMBER | |-----------------| | 8-69488 | MM/00/YY **FAONGPAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD **BEGINNING 07 /01 /23** MM/00/YY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: OLD CITY SECURITIES LLC TYPE OF REGISTRANT (check all applicable boxes): <sup>~</sup>Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here If respondent is also an OTC derivatives dealer AND ENDING **06/30/24** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 445 CENTRAL AVENUE, SUITE 328 | | (No. and Street) | | | | |--------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|---------------------------------|--| | CEDARHURST | NY | | 11516 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | MICHAEL T MARRONE 646-930-1906 | | | MLIARRONEOOLDCITYSECURfllES.COM | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing•<br>BERKOWER, LLC | | | | | | | (Name - If individual, state last, first, and middle name) | | | | | 517 RUOTE 1 - | SUITE 4103 ISELIN | NJ | 08830 | | | (Address) | (City) | (State) | (Zip Code) | | | 9/18/2003 | | 217 | | | | (Date of RegIstrat1on with PCAOB)(lf aDDlicable) | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFIOAL USE ONLY | | | | | | | | | | • Oa1m~ for exemption from the requirement that the annual reports be covered by the reports of an Independent public ac.countant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. Sec 17 CTR ]40.17a-S(e)( 1)(11), If applicable. Persons who •re to respond to the collection of Information contained In this form are not required to respond unless the form dlspli'(S **a** currenttv valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | | swear (or affirm…Read the full text as markdown