Full text of OLD CITY SECURITIES LLC's X-17A-5 filed 2023-09-28 (period 2023-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549** ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | OMBAPPROVAL | | | | | |---------------------------|--|--|--|--| | 0MB Number: 3235-0123 | | | | | | Expires: Oct. 31, 2023 | | | | | | Estimated ave rage burden | | | | | | hours per response:<br>12 | | | | | SEC FILE NUMBER 8-69488 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 0?/01/22 AND ENDING 0 5 /30/23 ---------- ---------- MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION NAME** OF **FIRM:** OLD CITY SECURITIES LLC TYPE OF REGISTRANT (check all applicable boxes): **il** Broker-dealer □ Security-based swap dealer 0 Major security-based swap participant D Check here if respondent Is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 445 CENTRAL AVENUE, SUITE 328 CEDARHURST (City) (No. and Street) NY (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 11516 (Zip Code) MICHAEL T MARRONE 646-930-1906 MMARRONE@OLDCITYSEC (Name) (Area Code -Telephone Number) (Email Address) B. ACCOUNTANT **IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* WITHUMSMITH & BROWN, PC (Name - if individual, state last, first, and middle name) 506 CARNEGIE CTR. STE 400 (Address) 10/08/2003 PRINCETON (City) 100 NJ {State) 08540 (Zip Code) (Date of Registration with PCAOB)[if applicable) (PCAOB Registration Number, if applicable) **FOR OFFICIAL USE ONLY** \* Claims for exempt ion from the re9uirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S{e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### OATH **OR AFFIRMATION** I, EYT AN FELDMAN swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of OLD CITY SECURITIES LLC as of JUNE 30 2 023 is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any propri…Read the full text as markdown