Full text of OLD CITY SECURITIES LLC's X-17A-5 filed 2025-11-19 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNIT D STA S S CURITI SAND XCHANG OMMIS ION Washington, D.C. 20549 0MB APPROVAi OMO Numb r: 3235-0173 Expires Nov. 30, 2026 Esllrndted nver ,1gc burden hours per response: 12 > SEC FILE NUMBER 8-69488 # ANNUAL REPORTS FORM X-17 A-5 PART Ill FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 07 /01 /24 AND ENDING <sup>0</sup> <sup>6</sup> <sup>f</sup> <sup>3</sup> 0f25 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: OLD CITY SECURITIES LLC TYPE OF REGISTRANT (check all applicable boxes) : 0 Broker-dealer D Security-based swap dealer 0 Major security-based swap partic ipant D Check here if respondent ls also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 445 CENTRAL AVENUE, SUITE 328 | | (No. and Street) | | | |------------------------------------------------|------------------------------------------------------------|--------------------------------------------|--------------------------------| | CEDARHURST | NY | | 11516 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS Fl LI NG | | | | | MICHAEL T MARRONE 646-930-1906 | | | MMARRONE@OLDCrTYSECURfTIES,COM | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | EISNERAMPER LLP | (Name - if individual, state last, first, and middle name) | | | | 733 THIRD AVENUE | NEW YORK | NY | 10017 | | (Address) | (City) | (State) | (Zip Code) | | l"<br>9/29/2003 | | 274 | | | of Re~rt,atioo with PCAOBKff applicable] | | (PCAOB Reg;,t,atioo N,mb«, ;f appHcable JI | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | • Claims for exemption from the req uirement that the annual reports be covered by the reports of an independent publ ic accountant must be supported by a statement of facts and circ umstances relied on as the basis of the exemption . See 17 CFR 240.17a-S(e)(l)(il), if appllcable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB «mtrol number. {1}------------------------------------------------ #### OA HOR A FIRMATION | EYTAN FELDVAN<br>1. | | |---------------------|--| |---------------------|--| I, E AN swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the fi…Read the full text as markdown