Full text of OLD CITY SECURITIES LLC's X-17A-5 filed 2022-09-29 (period 2022-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D,C. **20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-69902 ## **ANNUAL REPORTS FORM X-17A-S PART Ill** | FACING PAGE | | |-------------|--| | | | **lnfonnation Required Pursuant to Rules 17a-S, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** | | 0J22<br>AND ENDING OBl3<br>FILING FOR THE PERIOD BEGINNING 0?/01121 | | | | | |--------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|-----------------------------------------|----------------------------------------------|--|--| | ---------<br>MM/DD/ Y Y | | | ----------<br>MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: OLD CITY SECURITIES LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>ii Broker-dealer<br>D Check here if resoondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 445 CENTRAL AVENUE, SUITE 328 | | | | | | | | (No. and Street) | | | | | | CEDARHURST | NY | | 11516 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | MICHAEL T MARRONE | 646-930-1906 | | MMARRONE@OLDCITYSEC | | | | (Name) | (Area Code-Telephone Number) | | (Emafl Address) | | | | | B, ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | | | WITHUMSMITH & BROWN, PC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 506 CARNEGIE CTR, STE 400 | PRINCETON | NJ | 08540 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/08/2003 | | 100 | | | | | rte of<br>Reeistration with PCAOB)I if applicable) | FOR OFFI CAL USE ON LV | | (PCAOB Registration Number, if applicable) I | | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption . See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the col…Read the full text as markdown