Full text of PHILOSMITH SECURITIES LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### PHILOSMITH SECURITIES, LLC PHILOSMITH SECURITIES, LLC #### STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2020 DECEMBER 31, 2020 {1}------------------------------------------------ UNITEDSTATES OMB APPROVAL SECURITIESANDEXCHANGE COMMISSION OMB Number: 3235-0123 Washington, D.C. 20549 Expires: October 31, 2023 UNITEDSTATES OMB APPROVAL SECURITIESANDEXCHANGE COMMISSION OMB Number: 3235-0123 Washington, D.C. 20549 Expires: October 31, 2023 Estimated average burden ANNUAL AUDITED REPORT hours perresponse...... 12.00 Estimated average burden ANNUAL AUDITED REPORT hours perresponse...... 12.00 # FOEXIR); 1| l7IA-5 SEC FILE NUMBER FO:XR)Ti;A-5 SEC FILE NUMBER \$50721 \$50721 FACING PAGE FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | PERIOD<br>BEGINNING<br>REPORT<br>REPORT<br>FOR<br>FOR<br>THE<br>THE<br>PERIOD<br>BEGINNING | ENDING<br>12,31,2020<br>12,31/2020<br>01/01/2020<br>01/01/2020<br>AND<br>AND<br>ENDING | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------|--------------------------------------------------------------------|--| | | MM/DD/YY<br>MM/DD/YY | | MM/DD/YY<br>MM/DD/YY | | | A.<br>A. | IDENTIFICATION<br>IDENTIFICATION<br>REGISTRANT<br>REGISTRANT | | | | | PhiloSmith<br>PhiloSmith<br>Securities<br>Securities<br>LLC<br>LLC<br>NAME<br>NAME<br>BROKER-DEALER:<br>BROKER-DEALER:<br>OF<br>OF | | | OFFICIAL<br>OFFICIAL<br>USE<br>USE<br>ONLY<br>ONLY | | | PRINCIPAL<br>PRINCIPAL<br>PLACE<br>P.0.<br>PO.<br>Box<br>No.)<br>No.)<br>ADDRESS<br>ADDRESS<br>PLACE<br>BUSINESS:<br>BUSINESS:<br>(Do<br>(Do<br>not<br>not use<br>Box<br>OF<br>OF<br>OF<br>OF<br>use | | | ID.<br>No.<br>FlFlM<br>l.D. NO.<br>FIFIM | | | Six<br>Landmark<br>Square<br>Six<br>Landmark<br>Square | | | | | | | (…Read the full text as markdown