Full text of PHILOSMITH SECURITIES LLC's X-17A-5 filed 2026-02-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### PHILOSMITH SECURITIES, LLC # STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2025 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** \_\_\_\_\_\_OMB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SECFILENUMBER 8-69669 # **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 01/01/25 | AND END!NG | 12/31/25 | |---------------------------------|----------|------------|----------| | | MM/DD/YY | | MM/DD/YY | **A. REGISTRANT IDENTIFICATION** # <sup>N</sup> AME of FIRM: PhiloSmith Securities LLC TYPE OF REGISTRANT (check all applicable boxes): E Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTCderivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # Six Landmark Square\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ | | (No. and<br>Street) | | | |-----------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------|--------------------|-----------------------------------------| | Stamford | _____________CT __________06901 | | | | (City) | (State) | | (Zip<br>Code) | | PERSON<br>TO CONTACT | WITH REGARD<br>TO THIS FILING | | | | Michele | O'Grady 203-348-7365 | | mogrady@philosmith.com | | (Name) | (Area<br>Code-Telephone<br>Number) | (Email Address) | | | | | | | | INDEPENDENT<br>PUBLIC ACCOUNTANT | B, ACCOUNTANT<br>IDENTIFICATION<br>whose reports<br>are contained | in this filing* | | | Grass!<br>&<br>Co.,<br>360<br>Madison<br>Avenue, | CPA's<br>_______________________<br>- if individual,<br>(Name<br>state<br>last,<br>first,<br>and<br>middle<br>Floor New<br>York<br>7th | name)<br>NY | 10017 | | (Address) | (City) | (State) | (ZipCode) | | 10/22/03<br>(Date<br>of Registration<br>with<br>PCAOB)(if | ___________________606<br>applicable) | (PCAOBRegistration | __________<br>Number,<br>if applicable) | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See17 CFR 24O.17a-5(e)(l)(ii), if applicabl…Read the full text as markdown