Full text of PHILOSMITH SECURITIES LLC's X-17A-5 filed 2025-02-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## PHILOSMITH SECURITIES, LLC # STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31,2024 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** \_\_\_\_\_\_\_OMB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SECFILE NUMBER 8-69669 # **ANNUAL REPORTS FORM X-17A-5** # **PART III** **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 01/01/24 AND ENDING 12/31/24 FILING FOR THE PERIOD BEGINNING MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: PhiloSmith Securities LLC TYPE OF REGISTRANT (check all applicable boxes): S Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # Six Landmark Square \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ | | (No. and Street) | | | |----------------------------|------------------|-------------------|--| | Stamford _______________CT | | ____________06901 | | | (City) | (State) | (Zip<br>Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | Michele O'Grady | 203-348-7365 | mogrady@philosmith.com | |-----------------|--------------|------------------------| | | | | (Name) (Area Code -Telephone Number) (Email Address) #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* | Grassi | | | | | | | | & Co., CPA's____________________________ | |-----------|-----------------------|----------------------------------------|------------------|-----------------|-------------|------------------|--------------|------------------------------------------| | | | (Name | - if individual, | state last, | first, | and middle name) | | | | | | 360 Madison Avenue, 7th Floor New York | | | | | NY | 10017 | | (Address) | | | | (City) | | | (State) | (Zip Code) | | | 10/22/03 | | | | | | | ______________________606 ___________ | | | (Date of Registration | with PCAOB)(if<br>applicable) | | | | (PCAOB | Registration | Number,<br>if applicable) | | | | | | FOR<br>OFFICIAL | USE<br>ONLY | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent…Read the full text as markdown