Full text of PHILOSMITH SECURITIES LLC's X-17A-5 filed 2022-02-23 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### PHILOSMITH SECURITIES, LLC PHILOSMITH SECURITIES, LLC ### STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2021 DECEMBER 31, 2021 {1}------------------------------------------------ "N'TEDSTATES OMEmiZSZZZSEEEB SECURITIES AND EXCHANGE COMMISSION Expires: Oct. 3'1, <sup>2023</sup> Washington, D.C. 20549 Estimated average burden "N'TEDSTATES OMEaitZZZ'SL'iég SECURITIES AND EXCHANGE COMMISSION Expires: Oct <sup>3</sup>'1, <sup>2023</sup> Washington, D.C. 20549 Estimated average burden hours per response: 12 hours per response: 12 # FORM X—17A—5 PART III FORM X-17A-5 PART III | SEC FILE NUMBER | | |-----------------|--| | | | FACING PAGE FACING PAGE Information Required Pursuant to Rules 17a~5, 173—12, and 18a-7 under the Securities Exchange Act of 1934 Information Required Pursuant to Rules 17a-5, 173-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING<br>FOR<br>THE<br>PERIOD<br>BEGINNING<br>FILING<br>BEGINNING<br>FOR<br>THE<br>PERIOD | 01/01/21<br>01/01/21<br>MM/DD/YY<br>MM/DD/YY | AND<br>ENDING<br>AND<br>ENDING | 12/31/21<br>12/31/21<br>MM/DD/YY<br>MM/DD/YY | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------|------| | | A.<br>A.<br>REGISTRANT<br>REGISTRANT<br>IDENTIFICATION<br>IDENTIFICATION | | | | | NAME<br>OF<br>PhiloSmith<br>FIRM;<br>PhiloSmIth<br>NAME<br>OF<br>FIRM; | Securities,<br>LLC<br>LLC<br>Securities, | | | | | TYPE<br>OF<br>REGISTRANT<br>(checkall<br>(check<br>all applicable<br>REGISTRANT<br>TYPE<br>OF<br>E<br>{2<br>Broker~dealer<br>Broker-dealer<br>El<br>E]<br>Security—based<br>Security—based<br>ifrespondent<br>III<br>III<br>Check<br>here<br>if respondent<br>is<br>also<br>Check<br>here<br>also<br>an<br>Is | applicable<br>boxes):<br>boxes):<br>I]<br>s…Read the full text as markdown