Full text of PHILOSMITH SECURITIES LLC's X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### PHILOSMITH SECURITIES, LLC PHILOSMITH SECURITIES, LLC ### STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2022 DECEMBER 31, 2022 {1}------------------------------------------------ "N'TEDSTATES omfmiiiiiié'i'iis SECURITIES AND EXCHANGE COMMISSION Expires: Oct 3'1, <sup>2023</sup> Washington, D.C. 20549 Estimated average burden "N'TEDSTATES OMENJ'fiZfZ'SS's'I'ifia SECURITIES AND EXCHANGE COMMISSION Expires: Oct <sup>3</sup>'1, <sup>2023</sup> Washington, D.C. 20549 Estimated average burden hours per response: 12 hours per response: 12 # ANN UAL REPORTS FORM X-17A-«5 PART III ANNUAL REPORTS <sup>V</sup> SEC FILE NUMBER FORM X-17A-5 PART III | _. | FILE<br>NUMBER<br>sec | |----|-----------------------| FACING PAGE FACING PAGE Information Required Pursuant to Rules 17a-5, 17a~12, and 18a—7 under the Securities Exchange Act of <sup>1934</sup> Information Required Pursuant to Rules 17a-5, Tia-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING<br>FOR<br>THE<br>PERIOD<br>BEGINNING<br>BEGINNING<br>FILING<br>THE<br>PERIOD<br>FOR | 01/01/22<br>01/01/22 | ENDING<br>AND<br>AND<br>ENDING | 12/31/22<br>12/31/22 | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------|----------------------------------------------------------------------------------------------|--| | | MM/DD/YY<br>MM/DD/YY | | MM/DD/YY<br>MM/DD/YY | | | A.<br>A. | REGISTRANT<br>REGISTRANT | IDENTIFICATION<br>IDENTIFICATION | | | | Securities,<br>PhIIOSmith<br>NAME<br>FIRM:<br>PhiloSmith<br>Securities,<br>NAME<br>or: FIRM;<br>OF | LLC<br>LLC | | | | | TYPE<br>OF<br>REGISTRANT<br>(check<br>(check<br>all applicable<br>all applicable<br>OF<br>REGISTRANT<br>TYPE<br>[I<br>Q<br>Q<br>Broker-dealer<br>D<br>Security-based<br>Security-based<br>Broker—dealer<br>El<br>Check<br>here<br>Ifrespondent<br>if respondent<br>[1<br>here<br>…Read the full text as markdown