Full text of WATCHDOG CAPITAL, LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 QMB APPROVAL QMB Number. 3235-0123 Expires: October 31, 2023 Estimated *average* burden hours oer resoonse ..... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SEC FILE NUMBER | | | | | | |-----------------|--|--|--|--|--| | 8-69712 | | | | | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17 a-5 Thereunder | __<br>REPORT FOR TIIE PERIOD BEGINJNG | _ :;ANJ<br>;=;.U;;.ARc::<br>;:,=.: Y:1:z;::_, 02:::2;,;. | AND ENDING | DECEMBER 31, 2020 | | | |-------------------------------------------------------------------------------------------|----------------------------------------------------------|----------------|---------------------------------------------|--|--| | | MM/00/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | WATCHDOG CAPITAL, LLC<br>NAME OF BROKER DEALER: | OFFICAL USE ONLY | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | FIRM ID. NO. | | | | | | | 6250 SHILOH RD SUITE 30 | | | | | | | (No. and Street) | | | | | | ALPHARETTA | GA | | | | | | (City) | (State) | | 30005<br>(Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>NATALIE MILLER | | | 706-429-2199<br>(Area Code - Telephone No.) | | | | | | | | | | | | B. ACCOUNT ANT DESIGNATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | DAVID LUNDGREN & COMPANY | | | | | | | first<br>(Name - if individual, state last | , middle name) | | | | | 505 NORTH MUR-LEN ROAD | OLATHE | KANSAS | 66062 | | | | (Address and City) | | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | txl Certified Public Accountant | | | | | | | D Public Accountant | | | | | | | D Accountant not resident in United States or any of its possessions | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual audit be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240. l 7a-5(e)(2).* > Potential persons who are to respond to the collection of information contained in this form are required to respond unless the form displays a current valid OMB control number. {1}--------------…Read the full text as markdown