Full text of WATCHDOG CAPITAL, LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | |---------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response;<br>12 | | | | | # **ANNUAL REPORTS FORM X-17A-5 PART 111** | SFC FILE NUMBER | | |-----------------|--| | 8-69712 | | **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/2023 AND ENDING --------- ---------- 12/31/2023 MM/DD/YY **A. REGISTRANT IDENTIFICATION** MM/DD/YY NAME OF FIRM: ------------------------------ WATCHDOG CAPITAL LLC TYPE OF REGISTRANT (check all applicable boxes): [el Broker-dealer El Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 850 Pacific Street, Suite 1150 Stamford (No. and Street) Connecticut 06902 (City) PERSON TO CONTACT WITH REGARD TO THIS FILING (State) {Zip Code) Michael O'Connell {Name) 617-901-0475 {Area Code -- Telephone Number) **B. ACCOUNTANT IDENTIFICATION** michael@watchdogcapital.com (Email Address) INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing Tuttle & Bond, PLLC (Name - if individual, state last, first, and middle name) 2954 Goehmann Lane {Address) 03/19/2019 Fredericksburg (City) Texas (State) 6543 78624 {Zip Code) T" **of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY (PCAOB Reg;,oraMo N,mbe,, ;f apphrable)** I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(i), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ ### **OATH OR AFFIRMATION** I, MICHAEL O'CONNELL swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of WATCHDOG CAPITAL LLC as of 12/31 20@, is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director. or equivalent person, as the…Read the full text as markdown