Full text of WATCHDOG CAPITAL, LLC's X-17A-5 filed 2023-03-30 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-69712 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | O 1/01/2022<br>wo son | 12/31/2022 | | |---------------------------------|-----------------------|------------|----------| | | MM/DD/YY | | MM/DD/YY | **A. REGISTRANT IDENTIFICATION** # awe or ska~ Watchdog Capital LLC TYPE OF REGISTRANT (check all applicable boxes): [ Broker-dealer [l Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 6250 Shiloh Road, Suite 30, RM 2 | | | | | |-------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------|------------|--| | | (No. and Street) | | | | | Alpharetta | GA | | 30005 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Michael O'Connell | 617-901-0475 | michael@watchdogcaptial.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing<br>David Lundgren & Co | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 505 N Mur-Len Road | Olathe | KS | 66062 | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | | | 505 N Mur-Len Road | Olathe | KS | 66062 | |--------------------|-----------------------|---------|------------| | (Address) | (City) | (State) | (Zip Code) | | 11/08/2017 | | 6075 | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB contr…Read the full text as markdown