Full text of WATCHDOG CAPITAL, LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | OMB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|--|---------------------------------------------------------------------------------------------|-----------------------------------------|--|--| | | | | | hours per response:<br>12 | | | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | | 8-69712 | | | | | PART Ill | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | | /<br>/<br>2/31/<br>2021<br>2021<br>01<br>FILING FOR THE PERIOD BEGINNING 01<br>AND ENDING 1 | | | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: WATCHDOG CAPITAL, LLC | | | | | | | | [<br>Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>6250 SHILOH ROAD, SUITE 30, RM 2 | [l Security-based swap dealer | | | □ Major security-based swap participant | | | | | (No. and Street) | | | | | | | ALPHARETTA | GA | | | 30005 | | | | (City) | (State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | MICHAEL O'CONNELL | 617-901-04 75 | | michael@watchdogcapital.com | | | | | (Name) | (Area Code -- Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>DAVID LUNDGREN & CO | (Name - if individual, state last, first, and middle name) | | | | | | | 505 N MUR-LEN ROAD | OLATHE | | KS | 66062 | | | | (Address) | (City) | | (State) | (Zip Code) | | | | of Registration with PCAOB)(if applicable) | | | (PCAOB Reg;suat;on N,mbe, | , ;tappl;cable)I | | | | r<br>t• | FOR OFFICIAL USE ONLY | | | | | | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant must be supported by a statemen…Read the full text as markdown