Full text of FORIS CAPITAL US LLC's X-17A-5 filed 2026-03-31 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### UNITED STATES SECURITIES ANO EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-69712 | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | |-----------------------------------------------------------------------------------------------------------|-------------------------------------------|-----------|--------------| | s<br>r<br>eaoo so<br>s<br>roam<br>nu | _Foris<br>s<br>oso<br>_01/01126<br>a<br>n | _12001126 | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | vows or<br>mm | | | Capital(SLLO | | | | | | TYPE OF REGISTRANT (check all applicable boxes): [ Broker-dealer [ Security-based swap dealer [] Check here if respondent is also an OTC derivatives dealer [l Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup>P .0. box no.) # 210 Commerce Way Suite 220 | (No. and Street) | | | | |--------------------------------------------------|------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------|--| | | | 03801 | | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | 678-679-8640 | angela@mastercompliance.com | | | | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | | | | | | | | 08690 | | | (City) | (State) | (Zip Code) | | | | | | | | | 7259 | | | | (Date of Registration with PCA0B)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | NH<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained<br>(Name -if<br>Hamilton | B. ACCOUNTANT IDENTIFICATION<br>in this filing<br>individual, state last, first, and middle name)<br>NJ | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1(i), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.…Read the full text as markdown