Full text of MIZUHO SECURITIES CANADA INC.'s X-17A-5 filed 2020-06-08 (period 2020-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Mizuho Securities Canada Inc. Statement of Financial Condition March 31, 2020 With Report of Independent Registered Public Accounting Firm  {1}------------------------------------------------ | - | |---| | REPORT FOR THE PERIOD BEGINNING______________________________ | MM/DD/YY | AND ENDING______________________________<br>MM/DD/YY | |--------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------| | A. | REGISTRANT IDENTIFICATION | | | NAME OF BROKER-DEALER: | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>1271 Avenue of the Americas | | | | | ___________________________________________________________________________________________________________________<br>(No. and Street) | | | New York | New Yor<br>______________________________________________________________________________________________________ | 10020 | | (City) | (State) | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>_____________________________________________________________________________________________________________________ | | | David Kronenberg (212) 209 - 9499 | | | | | | (Area Code – Telephone Number) | | B. | ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | Ernst & Young | _____________________________________________________________________________________________________________________ | | | | (Name – if individual, state last, first, middle name) | | | 5 Times Square | New York<br>_____________________________________________________________________________________________________________________ | NY<br>10036 | | (Address) | (City) | (State)<br>(Zip Code) | | CHECK ONE: | | | | Certified Public Accountant | | | | Public Accountant | | | | | Accountant not resident in United States or any of its possessions. | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2) {2}------------…Read the full text as markdown