Full text of MIZUHO SECURITIES CANADA INC.'s X-17A-5 filed 2024-05-17 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition March 31, 2024 With Report of Independent Registered Public Accounting Firm  {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART III** | OMB APPROVAL | |------------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | ƐƟŵĂƚĞĚĂǀĞƌĂŐĞďƵƌĚĞŶŚŽƵƌƐƉĞƌ | | ƌĞƐƉŽŶƐĞ͗12 | | | | SEC FILE NUMBER | 300059 #### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 04/01/23 | AND ENDING 03/31/24 | | | | |------------------------------------------|---------------------|--|--|--| | MM/DD/YY | MM/DD/YY | | | | | | | | | | #### **A. REGISTRANT IDENTIFICATION** #### NAME OF FIRM: **Mizuho Securities Canada Inc.** TYPE OF REGISTRANT (check all applicable boxes): ܈ Broker-dealer տ Security-based swap dealer տ Major security-based swap participant ܆ Check here if respondent is also an OTC derivatives dealer | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | |---------------------------------------------------------------------| |---------------------------------------------------------------------| | 1271 Avenue of the Americas | | | | | | |---------------------------------|----------------------------------------------|---------------------------------|--|--|--| | | (No. and Street) | | | | | | New York | NY | 10020 | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Mitchell Billek | (201) 626-1286 | Mitchell.Billek@mizuhogroup.com | | | | | (Name) | (Area Code – Telephone Number) | (Email Address) | | | | | ACCOUNTANT IDENTIFICATION<br>B. | | | | | | #### INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* **Ernst & Young LLP** | | (Name – if individual, state last, first, and middle name) | | | |--------------------------------------------------|------------------------------------------------------------|---------|--------------------------------------------| | One Manhattan West | NY | NY | 10001 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | 42 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims fo…Read the full text as markdown