Full text of MIZUHO SECURITIES CANADA INC.'s X-17A-5 filed 2026-05-20 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition March 31, 2026 With Report of Independent Registered Public Accounting Firm  {1}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **04/01/25** AND ENDING **03/31/26** MM/DD/YY MM/DD/YY #### **A. REGISTRANT IDENTIFICATION** #### NAME OF FIRM: **Mizuho Securities Canada Inc.** TYPE OF REGISTRANT (check all applicable boxes): ܈ Broker-dealer ☐Security-based swap dealer ☐Major security-based swap participant ܆ Check here if respondent is also an OTC derivatives dealer OMB Number: 3235-0123 Expires: Nov. 30, 2026 response: 12 EsƟmated average burden hours per SEC FILE NUMBER 300059 OMB APPROVAL #### ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) **1271 Avenue of the Americas** | | (No. and Street) | | | | |--------------------------------------------------|---------------------------------------------------------------------------|--------------------------------------------|----------------------------|--| | New York | NY | | 10020 | | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | David Wong | (646) 908-7063 | | David.Wong@mizuhogroup.com | | | (Name) | (Area Code – Telephone Number) | (Email Address) | | | | | ACCOUNTANT<br>B. | IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Ernst & Young LLP | | | | | | | (Name – if individual, state last, first, and middle name) | | | | | One<br>Manhattan West | NY | NY | 10001 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2003 | | | 42 | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR240.17a-5(e)(1)(ii), if applicable. #### **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number** **FOR O…Read the full text as markdown