Full text of MIZUHO SECURITIES CANADA INC.'s X-17A-5 filed 2021-05-19 (period 2021-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition March 31, 2021 With Report of Independent Registered Public Accounting Firm  {1}------------------------------------------------ ACKNOWLEDGEMENT STATE OF NEW YORK COUNTY OF NEW YORK On this the 18th day of May, 2021, before me, Julie A. Grossman, the undersigned Notary Public, personally appeared David Kronenberg, who is known to me (or satisfactorily proven) to be the person whose name he subscribed to in the Oath and Affirmation relating to the financial statements and supporting schedules of Mizuho Securities Canada Inc. as of March 31, 2021. In witness whereof I hereunto set my hand. Julie A. Grossman Notary Public My commission expires: December 20, 2023 Registration number: 02GR6174635 - - - - - - - - - - - - - - - {2}------------------------------------------------ Statement of Financial Condition March 31, 2021 ## Contents | Report of Independent Registered Public Accounting Firm | 1 | | |---------------------------------------------------------|---|--| | Statement of Financial Condition | 2 | | | Notes to Statement of Financial Condition | 3 | | {3}------------------------------------------------  Ernst & Young LLP 5 Times Square New York, NY 10036-6530 Tel: +1 212 773 3000 Fax: + 1 212 773 6350 www.ey.com {4}------------------------------------------------ # Mizuho Securities Canada Inc. Statement of Financial Condition ## March 31, 2021 #### (In Thousands of U.S. dollars, Except Share Data) | Assets | | | |----------------------------------------------------------------|--------------|--| | Cash and cash equivalents | \lt;br>5,046 | | | Securities owned, at fair value | 15,898 | | | Receivables from broker dealers and clearing organizations | 421 | | | Other assets | 146 | | | Total Assets | \lt;br>21,511 | | | | | | | Liabilities and Stockholder's Equity | | | | Liabilities | | | | Payables to affiliates | 211 | | | Accrued expenses and other liabilities | 124 | | | Total Liabilities | 335 | | | Stockholder's Equity | | | | Common stock (100 shares issued and outstanding, no par value) | 19,891 | | | Accumulated deficit | (288) | | | Accumulated other comprehensive income | 1,573 | | | Total Stockholder's Equity | 21,176 | | | Total Liabilities and Stockholder's Equity | \lt;br>21,511 | | The accompanying notes are an integral part of the Statement of Financial Condition. {5}------------------------------------…Read the full text as markdown