Full text of MIZUHO SECURITIES CANADA INC.'s X-17A-5 filed 2025-05-22 (period 2025-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition March 31, 2025 With Report of Independent Registered Public Accounting Firm  {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART III** | OMB APPROVAL | |------------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | ƐƟŵĂƚĞĚĂǀĞƌĂŐĞďƵƌĚĞŶŚŽƵƌƐƉĞƌ | | ƌĞƐƉŽŶƐĞ͗12 | | | | SEC FILE NUMBER | 300059 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 04/01/2 | AND ENDING 03/31/2 | | |-----------------------------------------|--------------------|----------| | MM/DD/YY | | MM/DD/YY | #### **A. REGISTRANT IDENTIFICATION** #### NAME OF FIRM: **Mizuho Securities Canada Inc.** TYPE OF REGISTRANT (check all applicable boxes): ܈ Broker-dealer տ Security-based swap dealer տ Major security-based swap participant ܆ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | (No. and Street) | | |---------------|----------------------------------------------|----------------------------| | New York | NY | 10020 | | (City) | (State) | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | 'DYLG<br>:RQJ | () - | 'DYLG.:RQJ@mizuhogroup.com | | (Name) | (Area Code – Telephone Number) | (Email Address) | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* **Ernst & Young LLP** | (Name – if individual, state last, first, and middle name) | | | | | | |------------------------------------------------------------|-----------------------|---------|--------------------------------------------|--|--| | One Manhattan West | NY | NY | 10001 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/20/2003 | | 42 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained…Read the full text as markdown