Full text of MIZUHO MARKETS AMERICAS LLC's X-17A-5 filed 2021-06-01 (period 2021-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Mizuho Markets Americas LLC Statement of Financial Condition March 31, 2021 With Report of Independent Auditors  {1}------------------------------------------------ UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 8- SEC FILE NUMBER ### hours per response.. . . . . 12.00 ANNUAL AUDITED REPORT FORM X-17A-5 PART III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|--------------------------------------------------------------------------------------------------------|--------------------------------|--| | | | REPORT FOR THE PERIOD BEGINNING______________________________ AND ENDING______________________________ | | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | ___________________________________________________________________________________________________________________ | | | | | | | (No. and Street) | | | | | ___________________________________________________________________________________________ | | | __________________________ | | | (City) | (State) | | (Zip Code) | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>_____________________________________________________________________________________________________________________ | B. ACCOUNTANT IDENTIFICATION | | (Area Code – Telephone Number) | | | | (Name – if individual, state last, first, middle name) | | | | | _____________________________________________________________________________________________________________________ | | | | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE:<br>Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | FOR OFFICIAL USE ONLY | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be sup…Read the full text as markdown