Full text of MIZUHO MARKETS AMERICAS LLC's X-17A-5/A filed 2023-05-25 (period 2023-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Mizuho Markets Americas LLC Statement of Financial Condition March 31, 2023 With Report of Independent Auditors  {1}------------------------------------------------ **UNITED ST ATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ### **ANNUAL REPORTS FORMX-17A-5 PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 04/01/2022 MM!DDNY AND ENDING 03/31/2023 -~~------- MM! DD NY #### **A. REGISTRANT IDENTIFICATION** ### NAME OF FIRM: **Mizuho Markets Americas LLC** TYPE OF REGISTRANT (check all applicable boxes): □ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant IZI Check here ifrespondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ### **1271 Avenue of the Americas** | | (No. and Street) | | | | | |--------------------------------------------------|---------------------------------------------------------------------------|---------------------------------|--------------------------------------------|-------|--| | New York | NY | | | | | | (City) | (State) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Mitchell Billek | (201) 626-1286 | Mitchell.Billek@mizuhogroup.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNT ANT<br>IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Ernst & Young LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | One Manhattan West | New York | | NY | 10001 | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/20/2003 | | | 42 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31 , 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER {2}------------------------------------------------ \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240. l 7a-5( e)(l )(ii), if applicable. **Persons who are to respond to the collection of…Read the full text as markdown