Full text of MIZUHO MARKETS AMERICAS LLC's X-17A-5 filed 2025-05-29 (period 2025-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Mizuho Markets Americas LLC Statement of Financial Condition March 31, 2025 With Report of Independent Auditors  {1}------------------------------------------------ #### **Mizuho Markets Americas LLC** **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.** # **FORM X-17A-5 PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 04/01/2024 AND ENDING 03/31/2025 MM/DD/YY MM/DD/YY #### **A. REGISTRANT IDENTIFICATION** #### NAME OF FIRM: **Mizuho Markets Americas LLC** TYPE OF REGISTRANT (check all applicable boxes): տ Broker-dealer տ Security-based swap dealer տ Major security-based swap participant ց Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) #### **1271 Avenue of the Americas** | New York | NY | | | | |----------------------------------------------|-------------------------------------------------------------------------------------------------|----------------------------|---------------------|-------| | (City) | (State) | | 10020<br>(Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | David Wong | (646)<br>908-7063 | David.:ong@mizuhogroup.com | | | | (Name) | (Area Code – Telephone Number) | (Email Address) | | | | | B.<br>ACCOUNTANT | | | | | | | | | | | | IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | Ernst & Young<br>LLP | (Name – if individual, state last, first, and middle name) | | | | | | | | | | | One Manhattan West<br>(Address) | New York<br>(City) | (State) | NY<br>(Zip Code) | 10001 | | | 10/20/2003_______________________________________________42____________________________________ | | | | OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-70594 # **20549** **ANNUAL REPORTS** | AL REPORTS | | |------------|--| | RM X-17A-5 | | {2}------------------------------------------------ \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection o…Read the full text as markdown