Full text of MIZUHO MARKETS AMERICAS LLC's X-17A-5 filed 2022-05-27 (period 2022-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Mizuho Markets Americas LLC Statement of Financial Condition March 31, 2022 With Report of Independent Auditors  {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 04/01/2021 AND ENDING 03/31/2022 MM/DD/YY MM/DD/YY #### A. REGISTRANT IDENTIFICATION #### NAME OF FIRM: Mizuho Markets Americas LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | (No. and Street) | | | | | |----------------------------------------------|----------------------------------------------------------------------------------------|-----------------|---------------------------------|--|--| | New York | NY | | 10020 | | | | (City) | (State) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Mitchell Billek | (201) 626-1286 | | Mitchell.Billek@mizuhogroup.com | | | | (Name) | (Area Code<br>Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | | | | | | | | | | Ernst & Young | (Name<br>if individual, state last, first, and middle name) | | | | | | | | | | | | | One Manhattan West<br>(Address) | New York<br>(City) | NY<br>(State) | 10001<br>(Zip Code) | | | | | 10/20/2003____________________________________________________________42______________ | | | | | OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER {2}------------------------------------------------ \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {3}-----------------------…Read the full text as markdown