Full text of MIZUHO MARKETS AMERICAS LLC's X-17A-5 filed 2026-05-28 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Mizuho Markets Americas LLC Statement of Financial Condition March 31, 2026 With Report of Independent Auditors  {1}------------------------------------------------ #### Mizuho Markets Americas LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. ## ANNUAL REPORTS FORM X-17A-5 PART III Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 04/01/2025 AND ENDING 03/31/2026 MM/DD/YY MM/DD/YY #### A. REGISTRANT IDENTIFICATION #### NAME OF FIRM: Mizuho Markets Americas LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) #### 1271 Avenue of the Americas | New York | NY | | 10020 | | |---------------------------------|-------------------------------------------------------------------------------------------------|-----------------|----------------------------|-------| | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | David Wong | (646) 908-7063 | | David.wong@mizuhogroup.com | | | (Name) | (Area Code<br>Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT<br>IDENTIFICATION | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | Ernst & Young LLP | (Name<br>if individual, state last, first, and middle name) | | | | | | | | | | | | New York<br>(City) | (State) | NY<br>(Zip Code) | 10001 | | One Manhattan West<br>(Address) | 10/20/2003_______________________________________________42____________________________________ | | | | | OMB APPROVAL | |-------------------------------------------------------------------------------------------------------| | OMB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | SEC FILE NUMBER | | 8-70594 | (No. and Street) 20549 FACING PAGE {2}------------------------------------------------ \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond t…Read the full text as markdown