MMC SECURITIES LLC

MMC SECURITIES LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 103846).

Registration

Officers, owners & control persons (58)

Showing 25 of 58 people.

NameRoleLocation
CAMERON MURRAYVICE PRESIDENTOverland Park, KS
FARRELL BREEGE ANNEASST. TREASURER
JOHNSON JOHN SCOTTDIRECTOR
HOPKINS BRIAN RAYMONDDIR.
OBRIEN MARGARET MARYSECTY
HAPPE MARK JONATHANBCP OFFICER; CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, DIRECTOR, CAO, SECRETARY (+1 more)
BAKER STEPHEN GREGORYCEO, PRESIDENT, TREASURER, DIRECTOR; CHIEF EXECUTIVE OFFICER - CEO
LEDBETTER CHARLES COLEMANASSISTANT SECRETARY AND CO- HEAD OF DIVISION; ASSISTANT SECRETARY AND DIRECTOR
OKEEFFE CHRISTINE MARIECONTROLLER; FINANCIAL PRINCIPAL
HILLS QUENTIN KEITHASSISTANT SECRETARY AND DIRECTOR
LISTON STEVEN CRAIGASSISTANT SECRETARY, DIRECTOR
ORDONEZ LUIS GREGORYASSISTANT SECRETARY, DIRECTOR
LEVY ERIC SCOTTASSISTANT SECRETARY; ASSISTANT SECRETARY AND DIRECTOR
EDGREN ROGER CARLDIRECTOR
FONTANA PAULASST. TREASURER / FINOP; CONTROLLER
ASAFF ERNEST MONTAGUEDIRECTOR
SACHS PAUL GREGORYASSISTANT SECRETARY, DIRECTOR; ASSISTANT SECRETARY, HEAD OF DIVISION
SNELL THOMAS MARKLEYASSISTANT SECRETARY, DIRECTOR; ASSISTANT SECRETARY, HEAD OF DIVISION
MCGHEE CHRISTOPHER MARSHASSISTANT SECRETARY, DIRECTOR; ASSISTANT SECRETARY, HEAD OF DIVISION
MILLER MATTHEW MASSISTANT SECRETARY, DIRECTOR
LIEBOWITZ MARIANE ASHLEYBCP OFFICER; CCO/BCP OFFICER; CHIEF COMPLIANCE OFFICER, DIRECTOR, CORPORATE SECRETARY AND DIRECTOR (+3 more)
RAO VENKAT VITHALABCP OFFICER
BLACKMORE KIMBERLY LYNNCO-PRESIDENT, FINANCIAL & OPERATIONS PRINCIPAL, DIRECTOR AND TREASURER; CO-PRESIDENT, FINANCIAL & OPERATIONS PRINCIPAL, DIRECTOR (ELECTED MANAGER) AND TREASURER; CO-PRESIDENT, FINOP, PFO, POO, DIRECTOR (ELECTED MANAGER) AND TREASURER (+4 more)
HUM CHI HONGASSISTANT SECRETARY AND DIRECTOR; CO-PRESIDENT, ASSISTANT SECRETARY AND DIRECTOR; CO-PRESIDENT, ASSISTANT SECRETARY AND DIRECTOR (ELECTED MANAGER) (+1 more)
MAXWELL JOHN WILLARD IIIASSISTANT SECRETARY AND DIRECTOR

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