JOHN G. ULLMAN & ASSOCIATES, INC

JOHN G. ULLMAN & ASSOCIATES, INC of HORSEHEADS, NY is an SEC-registered investment adviser (CRD 105361). Regulatory assets under management: $1.5B.

Registration

Business model

Compensation: % of AUM.

Clients served: Individuals, High net worth.

Officers, owners & control persons (59)

Showing 25 of 59 people.

NameRoleLocation
Kirk Warren FrancisDIRECTOR—
David Birdsall HaleDIRECTOR—
John Guy UllmanCHAIRMAN OF THE BOARD, CEO, TREASURER, DIRECTOR—
Barbara Lynn UllmanFIRST VICE PRESIDENT, DIRECTOR—
Thomas Graham SnowSENIOR VICE PRESIDENT—
Robert Esmonde ColeDIRECTOR—
Karen Burns MeriwetherSENIOR VICE PRESIDENT—
Jennifer Elizabeth KrasnanskyCHIEF COMPLIANCE OFFICER—
John Dyneley NozellDIRECTOR—
Peter James WinnettSENIOR VICE PRESIDENT—
Darren Lee WilcoxCORPORATE SECRETARY & SENIOR VICE PRESIDENT—
Jason Daniel NickersonPRESIDENT, COO, EXECUTIVE VICE PRESIDENT, DIRECTOR—
Howard Jay ZinglerDIRECTOR—
John Guymunday UllmanDIRECTOR—
Donald Allen HuffVICE PRESIDENT—
Connie Jean MaloneCONTROLLER—
Robert Owen O'ReillyDIRECTOR—
Kauffman Alan StevenVICE PRESIDENT—
Christine Cronin GallagherDIRECTOR—
Meleata Menikki Smalls PintoDIRECTOR—
HUFF RICK ALLENVICE PRESIDENT—
ULLMAN JOHN GUYCHAIRMAN OF THE BOARD, CEO, TREASURER, DIRECTOR; PRESIDENT, TREASURER, DIRECTOR—
ULLMAN BARBARA LYNNFIRST VICE PRESIDENT, DIRECTOR; VICE PRESIDENT, DIRECTOR—
SNOW THOMAS GRAHAMSENIOR VICE PRESIDENT—
LUNDINE STANDIRECTOR—

Branch offices (6)

CityStateEmployeesPhone
CORNINGNY7607-936-3785
CORNINGNY7607-936-3785
RHINEBECKNY3(845)876-4499
RHINEBECKNY3(845)876-4499
CHARLOTTENC26079363785
CHARLOTTENC26079363785

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