JOHN G. ULLMAN & ASSOCIATES, INC

JOHN G. ULLMAN & ASSOCIATES, INC of HORSEHEADS, NY is an SEC-registered investment adviser (CRD 105361). Regulatory assets under management: $1.5B.

Registration

Business model

Compensation: % of AUM.

Clients served: Individuals, High net worth.

Officers, owners & control persons (59)

Showing 25 of 59 people.

NameRoleLocation
Kirk Warren FrancisDIRECTOR
David Birdsall HaleDIRECTOR
John Guy UllmanCHAIRMAN OF THE BOARD, CEO, TREASURER, DIRECTOR
Barbara Lynn UllmanFIRST VICE PRESIDENT, DIRECTOR
Thomas Graham SnowSENIOR VICE PRESIDENT
Robert Esmonde ColeDIRECTOR
Karen Burns MeriwetherSENIOR VICE PRESIDENT
Jennifer Elizabeth KrasnanskyCHIEF COMPLIANCE OFFICER
John Dyneley NozellDIRECTOR
Peter James WinnettSENIOR VICE PRESIDENT
Darren Lee WilcoxCORPORATE SECRETARY & SENIOR VICE PRESIDENT
Jason Daniel NickersonPRESIDENT, COO, EXECUTIVE VICE PRESIDENT, DIRECTOR
Howard Jay ZinglerDIRECTOR
John Guymunday UllmanDIRECTOR
Donald Allen HuffVICE PRESIDENT
Connie Jean MaloneCONTROLLER
Robert Owen O'ReillyDIRECTOR
Kauffman Alan StevenVICE PRESIDENT
Christine Cronin GallagherDIRECTOR
Meleata Menikki Smalls PintoDIRECTOR
HUFF RICK ALLENVICE PRESIDENT
ULLMAN JOHN GUYCHAIRMAN OF THE BOARD, CEO, TREASURER, DIRECTOR; PRESIDENT, TREASURER, DIRECTOR
ULLMAN BARBARA LYNNFIRST VICE PRESIDENT, DIRECTOR; VICE PRESIDENT, DIRECTOR
SNOW THOMAS GRAHAMSENIOR VICE PRESIDENT
LUNDINE STANDIRECTOR

Branch offices (6)

CityStateEmployeesPhone
CORNINGNY7607-936-3785
CORNINGNY7607-936-3785
RHINEBECKNY3(845)876-4499
RHINEBECKNY3(845)876-4499
CHARLOTTENC26079363785
CHARLOTTENC26079363785

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