ROCKEFELLER & CO., INC of NEW YORK, NY is an SEC-registered investment adviser (CRD 106264). Regulatory assets under management: $15.8B.
Showing 25 of 50 people.
| Name | Role | Location |
|---|---|---|
| Thomas O Daniel | DIRECTOR | Bala Cynwyd, PA |
| Harris Peter | CHIEF INVESTMENT OFFICER | Vancouver, A1 |
| FLEMING GREGORY JAMES | PRESIDENT AND CHIEF EXECUTIVE OFFICER | — |
| MCDONALD KYLE SCOTT | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER AND DIRECTOR | — |
| MCCARTHY DENIS JOSEPH | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER & ASSISTANT SECRETARY | — |
| SMITH ELIZABETH WEINBERG | DIRECTOR | — |
| BRODERICK KEVIN PATRICK ANTHONY | DIRECTOR | — |
| CHASIN RICHARD MELVIN | DIRECTOR | — |
| FLAHERTY PAMELA POTTER | DIRECTOR | — |
| ROCKEFELLER MARK FITLER | DIRECTOR; VICE CHAIRMAN OF THE BOARD | — |
| ROCKEFELLER MICHAEL SORUM | DIRECTOR | — |
| STRAWBRIDGE DAVID ALAN | CHIEF COMPLIANCE OFFICER; CHIEF LEGAL OFFICER; CHIEF LEGAL OFFICER AND MANAGING DIRECTOR (+2 more) | — |
| LEWENT JUDY CAROL | TRUSTEE | — |
| PARSONS RICHARD D | TRUSTEE | — |
| COWAN STANLEY FRANCIS | CONTROLLER AND TREASURER | — |
| ROCKEFELLER DAVID | DIRECTOR | — |
| CAMPBELL COLIN GOETZ | CHAIRMAN OF THE BOARD; DIRECTOR | — |
| ROCKEFELLER DAVID JR | CHAIRMAN OF THE BOARD; DIRECTOR | — |
| O'NEILL PETER COLEMAN | DIRECTOR | — |
| GRUMBACH ANTONIA M | TRUSTEE | — |
| MUELLER PAULA JEAN | VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | — |
| BEINECKE CANDACE KRUGMAN | DIRECTOR | — |
| STERN MARC IRWIN | DIRECTOR | — |
| DAVIS JEFFREY PARKER | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER AND MANAGING DIRECTOR | — |
| SHAPARD AUSTIN VICTOR | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER; PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER (+1 more) | — |
Other Private Fund: 32 · Hedge Fund: 4 · Private Equity Fund: 1 · Venture Capital Fund: 2
Showing 15 of 39 funds by gross asset value.
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| ROCKEFELLER BALANCED FUND | Other Private Fund | — | 50 | $373.3M | $100K |
| ROCKEFELLER US SMALL CAPITALIZATION FUND QP, L.P. | Other Private Fund | — | 133 | $246.0M | $100K |
| ROCKEFELLER GLOBAL EQUITY FUND II QP LP | Other Private Fund | — | 120 | $215.4M | $100K |
| ROCKEFELLER INTERNATIONAL EQUITY FUND II LP | Other Private Fund | — | 28 | $157.1M | $100K |
| 5500 FUND LP | Other Private Fund | — | 42 | $155.2M | $100K |
| LIBRA FOSSIL FUEL FREE FUND, LP | Other Private Fund | — | 56 | $129.5M | $500K |
| ROCKEFELLER ACCESS FUND 06-I LLC | Other Private Fund | — | 89 | $116.8M | $500K |
| ROCKEFELLER GLOBAL DIVIDEND GROWTH FUND QP, LP | Other Private Fund | — | 63 | $108.5M | $100K |
| ROCKEFELLER GLOBAL DIVIDEND GROWTH FUND LP | Other Private Fund | — | 86 | $99.5M | $100K |
| ROCKEFELLER GLOBAL EQUITY FUND I LP | Other Private Fund | — | 35 | $85.6M | $100K |
| LIBRA FUND QP, LP | Other Private Fund | — | 24 | $83.4M | $500K |
| ROCKEFELLER GLOBAL EQUITY FUND II LP | Other Private Fund | — | 91 | $81.3M | $100K |
| ROCKEFELLER & CO. U.S. SMALL CAPITALIZATION FUND, L.P. | Other Private Fund | — | 86 | $78.8M | $100K |
| ROCKEFELLER U.S. EQUITY FUND II LP | Other Private Fund | — | 9 | $69.6M | $100K |
| FLP024 | Other Private Fund | — | 3 | $66.9M | — |