SMITH ASSET MANAGEMENT GROUP LP

SMITH ASSET MANAGEMENT GROUP LP of DALLAS, TX is an SEC-registered investment adviser (CRD 106301). Regulatory assets under management: $182.2M.

Registration

Business model

Compensation: % of AUM.

Clients served: Pooled vehicles.

Officers, owners & control persons (11)

NameRoleLocation
Rose Marie WashingtonLIMITED PARTNEROklahoma City, OK
Stephen Spencer SmithCEO, FOUNDER, CHAIRMAN OF INVESTMENT COMMITTEE; MANAGING MEMBERDallas, TX
John David BrimCHIEF INVESTMENT OFFICER, PRESIDENT, CCODallas, TX
SMITH STEPHEN SPENCERCEO, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER; CEO, FOUNDER, CHAIRMAN OF INVESTMENT COMMITTEE; LIMITED PARTNER (+1 more)
BRIM JOHN DAVIDCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/ FINANCIAL/OPERATIONS OFFICER, PORTFOLIO MANAGER; CHIEF FINANCIAL/OPERATIONS OFFICER, PORTFOLIO MANAGER (+5 more)
ESTESS BLAKE HENRYCHIEF COMPLIANCE OFFICER
SUMMERS STEPHEN JOHNLIMITED PARTNER; LIMITED PARTNER, CHIEF FINANCIAL OFFICER
HICKS THOMAS OLLISLIMITED PARTNER
WILLIAMS PATRICIA JEANCOMPLIANCE OFFICER
BRIM JOHNLIMITED PARTNER, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER
NEUMANN LUCINDACCO; PRESIDENT, CCO; PRESIDENT, CFO, CCO

More on this firm