CARL MARKS MANAGEMENT COMPANY, LLC

CARL MARKS MANAGEMENT COMPANY, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 107695). Regulatory assets under management: $374.5M.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Investment cos.

Officers, owners & control persons (21)

NameRoleLocation
Robert C RuoccoMANAGING MEMBER
Andrew Mark BoasMANAGING MEMBER
James Forbes WilsonMANAGING MEMBER
Robert Alan SpeerCHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER
Maria Anne RiosCONTROLLER
Michael Sungmin LeeMANAGING MEMBER/CHIEF INVESTMENT OFFICER
Esteban Jorge RakelaMANAGING MEMBER
RUOCCO ROBERT CGENERAL PARTNER; MANAGING MEMBER
BOAS ANDREW MARKGENERAL PARTNER; MANAGING MEMBER
WILSON JAMES FORBESGENERAL PARTNER; MANAGING MEMBER
SPEER ROBERT ALANCHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER
REYNOLDS LAUREN HOPEASSISTANT CONTROLLER
CLASTER MARK LEELIMITED PARTNER
SIEGEL LAUREN HOPEASSISTANT CONTROLLER
RIOS MARIA ANNEASSISTANT CONTROLLER; CONTROLLER
GOLUB MARIA ANNEASSISTANT CONTROLLER
SPEER ROBERT ACHIEF FINANCIAL OFFICER
SIEGEL LAUREN HASSISTANT CONTROLLER
ROSKEN IRIS BETHCONTROLLER
LEE MICHAEL SUNGMINMANAGING MEMBER; MANAGING MEMBER/CHIEF INVESTMENT OFFICER
RAKELA ESTEBAN JORGEMANAGING MEMBER

More on this firm