SMART INVESTMENTS ADVISORY INCORPORATED

SMART INVESTMENTS ADVISORY INCORPORATED of REDLANDS, CA is an SEC-registered investment adviser (CRD 107778). Regulatory assets under management: $82.0M. This firm reports disciplinary history on Form ADV.

Registration

Business model

Compensation: % of AUM, Hourly.

Clients served: High net worth, Pooled vehicles, Charities.

Officers, owners & control persons (9)

NameRoleLocation
SMITH JAMES RICHARDCHIEF COMPLIANCE OFFICER
SMITH JANE MARIESECRETARY
SMART BARRICK ALLYNPRESIDENT; PRESIDENT - CFO; PRESIDENT,CFO, CHIEF COMPLIANCE OFFICER
SMITH ROBIN ELAINESECRETARY
TODD BLAKE TRAMILLSENIOR VICE PRESIDENT
MOSICH NICHOLAS ANTHONYCEO - CFO
SPENCER JEFFREY WILLIAMVICE- PRESIDENT
ARCINIEGA ALICIA CHRISTINEINVESTMENT ADVISOR-ADMINISTRATIVE ASSISTANT
HAUGEN JON ERICCHIEF COMPLIANCE OFFICER

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