AFFINITY INVESTMENT ADVISORS, LLC

AFFINITY INVESTMENT ADVISORS, LLC of NEWPORT BEACH, CA is an SEC-registered investment adviser (CRD 108278). Regulatory assets under management: $1.2B.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: High net worth, Pooled vehicles, Charities, Other.

Officers, owners & control persons (17)

NameRoleLocation
Gregory Robert LaiCEO/MEMBER; TRUSTEE
Joshua Nmn KatzCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, MANAGER OF INVESTMENT OPERATIONS
Cindy Fong LaiTRUSTEE
LAI GREGORY ROBERTCEO/MEMBER; PRESIDENT; PRESIDENT/MEMBER (+1 more)
RANDOLPH JEFFREY LAWRENCECHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/MEMBER; INDIRECT MEMBER
CAPALBO RICHARD JOSEPHCEO; MEMBER; OWNER
HAGENBUCH RODNEY DMEMBER; OWNER
KATZ SUSAN NMNCHIEF COMPLIANCE OFFICER, MANAGER OF INVESTMENT OPERATIONS
FLORIANI JORDAN MELISSAVICE PRESIDENT
PETRINO MICHAEL ANTHONYMANAGING DIRECTOR
PELENSKY STEPHEN WALTERMANAGING DIRECTOR
LAI GREGORYPRESIDENT
MOSES STEPHEN WAYNEVICE PRESIDENT
LAI GARY GUM BEWDIRECTOR
VENABLE ROBERT STEPHENCHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFIER
LING DANIEL TAI YINVICE PRESIDENT
Lai Cindy FongTRUSTEE

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