SMH CAPITAL ADVISORS LLC

SMH CAPITAL ADVISORS LLC of FORT WORTH, TX is an SEC-registered investment adviser (CRD 108344). Regulatory assets under management: $503.1M.

Registration

Business model

Compensation: % of AUM, Hourly, Commissions.

Clients served: High net worth, Pooled vehicles, Pensions.

Officers, owners & control persons (48)

Showing 25 of 48 people.

NameRoleLocation
Lee HaskellBOARD OF MANAGERS; DIRECTOR; MANAGER (+2 more)New York, NY
DOUGLAS ALEXANDERMANAGING DIRECTOR DOUGLAS NOYES DIVISION; PRESIDENT DOUGLAS NOYES DIVISIONLONDON, A6
Douglas NA AlexanderMANAGING DIRECTOR DOUGLAS NOYES DIVISION; PRESIDENT DOUGLAS NOYES DIVISIONChristiana, DE
Dwayne Alan MoyersMEMBER, MANAGER AND PRESIDENT; PRESIDENT, CHIEF INVESTMENT OFFICER AND BOARD OF MANAGERS(9/2015)
Lisa Celeste HaleyCHIEF COMPLIANCE OFFICER; VICE PRESIDENT
GORMLEY STEPHEN KEVINBOARD OF MANAGERS; DIRECTOR; MANAGER (+1 more)
LESSARD RUSSELL JANCHIEF COMPLIANCE OFFICER
JALLANS LESLIE BERNARDCHIEF COMPLIANCE OFFICER
SHAILER DAVID RUSSELLEXECUTIVE VICE PRESIDENT DOUGLAS NOYES DIVISION; MANAGING DIRECTOR DOUGLAS NOYES DIVISION
CUMMER JEFFREY ALANEXECUTIVE CHAIRMAN, SENIOR PORTFOLIO MANAGER AND DIRECTOR; PRESIDENT; PRESIDENT AND DIRECTOR (+2 more)
MOYERS DWAYNE ALANCHIEF COMPLIANCE OFFICER; CIO - FT WORTH DIVISION; CIO - FT WORTH DIVISION, SENIOR VICE PRESIDENT, ASSISTANT SECRETARY AND DIRECTOR (+7 more)
MCMAKEN BRUCE ROBERTBOARD OF MANAGERS; DIRECTOR; EXECUTIVE VICE PRESIDENT (+1 more)
ANDERSON THOMAS JOHNCHIEF COMPLIANCE OFFICER; DIRECTOR OF COMPLIANCE
GARRISON ROBERT EDWARDDIRECTOR; DIRECTOR & PRESIDENT
KISSINGER WILLIAM IRVINPRESIDENT KISSINGER FINANCIAL DIVSION
CONLON JOHN ANTHONYPRESIDENT SMH ASSET MANAGEMENT DIVISION
BALL GEORGE LESTERBOARD OF MANAGERS; BOARD OF MANGERS; DIRECTOR (+2 more)
BERRY RICKY LANECHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, VICE PRESIDENT AND SECRETARY; VICE PRESIDENT AND SECRETARY
EDELMAN FREDRIC MARKBOARD OF MANAGERS; DIRECTOR AND CHIEF EXECUTIVE OFFICER; MANAGER (+2 more)
MOORE EDWARD PHILIPBOARD OF MANAGERS; DIRECTOR; DIRECTOR AND EXECUTIVE VICE PRESIDENT (+1 more)
HAYES WILLIAM PATRICKDIRECTOR; VICE PRESIDENT, DIRECTOR
MORRIS BEN TILLMANPRESIDENT
CORNE ROBERT JEFFERYVP AND SECRETARY
DAVIS JEFFREY LCCO; CO-CCO
HEFFRON KRISTI JCHIEF COMPLIANCE OFFICER

More on this firm