THOMAS J. HERZFELD ADVISORS, INC. of MIAMI BEACH, FL is an SEC-registered investment adviser (CRD 108369). Regulatory assets under management: $890.4M.
Compensation: % of AUM, Performance, Other.
Clients served: High net worth, Pooled vehicles, Investment cos, Other.
| Name | Role | Location |
|---|---|---|
| Thomas Jay Herzfeld | CHAIRMAN AND SOLE DIRECTOR | — |
| Erik Mervin Herzfeld | PRESIDENT, SECRETARY, TREASURER | — |
| Thomas Kenneth Morgan | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | — |
| MORGAN DAVID KENNETH | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | — |
| GONDOR CECILIA LAURA | EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT/CCO; EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| HERZFELD THOMAS JAY | CHAIRMAN AND SOLE DIRECTOR; PRESIDENT/SECRETARY/TREASURER/SOLE DIRECTOR; PRESIDENT/SECRETARY/TREASURER/SOLE DIRECTOR/CHIEF COMPLIANCE OFFICER | — |
| HERZFELD ERIK MERVIN | HEAD OF ALTERNATIVE STRATEGIES; MANAGING DIRECTOR; PRESIDENT, SECRETARY, TREASURER | — |
| LEE REANNA JANE MORAN | CHIEF COMPLIANCE OFFICER | — |