UBS OCONNOR LLC

UBS OCONNOR LLC of CHICAGO, IL is an SEC-registered investment adviser (CRD 108754). Regulatory assets under management: $13.8B.

Registration

Officers, owners & control persons (25)

NameRoleLocation
Burke BarrettGENERAL COUNSELMARLBOROUGH, MA
Welch E ThomasCHIEF INVESTMENT OFFICERLouisville, TN
PLUCHINO FRANK SALCHIEF COMPLIANCE OFFICER
PRITSKER DAVID KENNETHCHIEF FINANCIAL OFFICER
MOORE JOHN CYRILCHIEF FINANCIAL OFFICER
SCOBY JOSEPH FRANCISCHIEF EXECUTIVE OFFICER; GLOBAL HEAD OF ALTERNATIVE AND QUANTITATIVE INVESTMENTS
FERRI WILLIAM JOSEPHCHIEF EXECUTIVE OFFICER; DEPUTY HEAD OF ALTERNATIVE AND QUANTITATIVE INVESTMENTS; GENERAL COUNSEL (+2 more)
VANEK JAMES WAYNECHIEF OPERATING OFFICER; CHIEF TECHNOLOGY OFFICER
HNILO JAMES MICHAELDIRECTOR OF COMPLIANCE; GENERAL COUNSEL; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER (+1 more)
VAGRA NICHOLAS JAMESCHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER HEAD OF OCONNOR
HARTMANN JAMES ANTHONYCHIEF COMPLIANCE OFFICER
MATHYS CHARLES RAYMONDCHIEF COMPLIANCE OFFICER
DUDLEY MICHAEL JOHN THORTONCHIEF INVESTMENT OFFICER, GLOBAL FX AND RATES; CHIEF INVESTMENT OFFICER, GLOBAL FZ AND RATES
VANCK JAMES WAYNECHIEF OPERATING OFFICER
SCHWEIZER DANNY STEPHANDEPUTY CHIEF EXECUTIVE OFFICER
FITZPATRICK DAWN NORADIRECTOR AND GLOBAL HEAD OF O'CONNOR; GLOBAL HEAD OF O'CONNOR
DIGANGI SALVATORECHIEF COMPLIANCE OFFICER
HOLLENBECK ANDREW DGENERAL COUNSEL
Harford SuniHEAD OF INVESTMENTS, UBS ASSET MANAGEMENT; PRESIDENT UBS ASSET MANAGEMENT
RUSSELL KEVIN GARYCHIEF INVESTMENT OFFICER
ESPOSITO MICHAEL NICHOLASCHIEF COMPLIANCE OFFICER
Gill Barry JohnUBS ASSET MANAGEMENT - HEAD OF INVESTMENTS
TALBOT RICHARD CASEYCO-CIO, GLOBAL MULTI-STRATEGY PORTFOLIO
HILTABRAND DAVID BLAKEGLOBAL HEAD OF O'CONNOR
Ahkong Bernard ShinmenCIO, GLOBAL MULTI-STRATEGY PORTFOLIO; CO-CIO, GLOBAL MULTI-STRATEGY PORTFOLIO

Private funds (13)

FundTypeFormedOwnersGross asset valueMin investment
NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA MASTER LIMITEDHedge Fund2,260$5.3B$5.0M
NINETEEN77 GLOBAL MERGER ARBITRAGE MASTER LIMITEDHedge Fund2,709$3.2B$5.0M
CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION II LPHedge Fund1,163$535.4M$5.0M
CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION (LEVERED) II LPHedge Fund201$533.0M$5.0M
NINETEEN77 CAPITAL SOLUTIONS A LPHedge Fund203$201.4M$5.0M
CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY II LPHedge Fund1,163$173.7M$5.0M
NINETEEN77 WORKING CAPITAL FINANCE OPPORTUNISTIC FUND MASTER LIMITEDHedge Fund11$142.3M$100K
NINETEEN77 RP I LLCHedge Fund2$121.9M$1.0M
CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY (LEVERED) II LPHedge Fund201$114.3M$5.0M
CLOVER PCO III ORIGINATION AGGREGATOR LPHedge Fund264$83.6M$5.0M
NINETEEN77 CAPITAL SOLUTIONS LPHedge Fund203$72.1M$5.0M
CLOVER PCO III SECONDARY AGGREGATOR LPHedge Fund264$5.0M
NINTEEN77 CHINA LONG/SHORT ALPHA STRATEGIES MASTER LIMITEDHedge Fund0$5.0M

Fund service providers (3)

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