UBS ASPEN MANAGEMENT, L.L.C. of NEW YORK, NY is an SEC-registered investment adviser (CRD 109338). Regulatory assets under management: $2.3M.
| Name | Role | Location |
|---|---|---|
| Mark Morris | SOLE MEMBER OF MARK ADVISORS, LLC | Oklahoma City, OK |
| Mark T Morris | SOLE MEMBER OF MARK ADVISORS, LLC | Edmond, OK |
| MARK M MORRIS | SOLE MEMBER OF MARK ADVISORS, LLC | CLEVELAND, OH |
| Mark Morris Morris | SOLE MEMBER OF MARK ADVISORS, LLC | East Palo Alto, CA |
| MASCIS MICHAEL | AUTHORIZED AGENT; N/A; VICE PRESIDENT (+1 more) | — |
| PLUCHINO FRANK SAL | CHIEF COMPLIANCE OFFICER AIG; INTERIM; INTERIM-CHIEF COMPLIANCE OFFICER AIG | — |
| ROUSSIN STEPHEN CRAIG | AUTHORIZED AGENT | — |
| LINDGREN DOUGLAS ALAN | AUTHORIZED AGENT | — |
| SIENKO JR NORMAN E | AUTHORIZED AGENT | — |
| BROUSSEAU GREGORY PAUL | MANAGING DIRECTOR; MANAGING DIRECTOR OF PW ALTERNATIVE ASSET MANAGEMENT, INC.; N/A | — |
| TANZMAN MITCHELL ALAN | MANAGING DIRECTOR; MANAGING DIRECTOR OF PW ALTERNATIVE ASSET MANAGEMENT, INC.; N/A | — |
| SIPES RICHARD EARL | AUTHORIZED AGENT | — |
| BRAUN KAREN MARGARET | CHIEF COMPLIANCE OFFICER ALTERNATIVE INVESTMENT GROUP | — |
| MCWALTERS RICHARD WILLIAM | VICE PRESIDENT OF PW ALTERNATIVE ASSET MANAGEMENT, INC. | — |
| TREACY KEVIN JOSEPH | VICE PRESIDENT OF PW ALTERNATIVE ASSET MANAGEMENT, INC. | — |