NICOLLET INVESTMENT MANAGEMENT, INC.

NICOLLET INVESTMENT MANAGEMENT, INC. of MINNEAPOLIS, MN is an SEC-registered investment adviser (CRD 109401). Regulatory assets under management: $557.4M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Corporations.

Officers, owners & control persons (17)

NameRoleLocation
Uzi Nmn RoshaOUTSOURCED CHIEF COMPLIANCE OFFICER
Nathan R TravisCO-PRESIDENT
Nicholas Kendall HeyerCO-PRESIDENT
Timothy Shannon FaheyEXECUTIVE VICE PRESIDENT
Kathy Ann CarlsonSECRETARY/TREASURER
Susan Jalics BeckerCHIEF FINANCIAL OFFICER
Naveen Paul SharmaCHIEF WEALTH STRATEGIST
Heidi Bae GarmanCHIEF COMPLIANCE OFFICER
Paul Louis HoonsbeenTRUSTEE
Mark Conrad HoonsbeenPRESIDENT, SECRETARY, DIRECTOR
CARLSON KATHLEEN ANNCHIEF COMPLIANCE OFFICER
HOONSBEEN MARK CONRADPRESIDENT, SECRETARY, DIRECTOR; PRESIDENT, SECRETARY, DIRECTOR, CHIEF COMPLIANCE OFFICER; SECRETARY, DIRECTOR
HAMILTON LEE CCHIEF INVESTMENT OFFICER
OCONNOR MICHAEL JOHNPRESIDENT, DIRECTOR
CULLENHUEBSCHEN KATHRYN MARIECHIEF COMPLIANCE OFFICER
Hayden Casey ScottCHIEF COMPLIANCE OFFICER
Uzi (Nmn) RoshaOUTSOURCED CHIEF COMPLIANCE OFFICER

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