| STEIN STEVEN NEAL | CHAIRMAN & CEO; MANAGER, CHIEF EXECUTIVE OFFICER; MEMBER, ELECTED MANAGER, CHAIRMAN & CEO (+3 more) | — |
| STEIN JOHN MAGRISH | MANAGER, PRESIDENT & CHIEF OPERATING OFFICER; MANAGER, PRESIDENT, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER; MEMBER, ELECTED MANAGER, PRESIDENT & CHIEF OPERATING OFFICER (+5 more) | — |
| WARM ALEXANDER DAVID | DIRECTOR; OWNER; SHAREHOLDER | — |
| CROOG CHARLES FREDERICK | GENERAL COUNSEL; GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER; VICE PRESIDENT (+3 more) | — |
| PENOTE JOHN JEROME | CHIEF FINANCIAL OFFICER | — |
| NELSON CHRISTOPHER ALLEN | CHIEF COMPLIANCE OFFICER | — |
| SCHULTZ PHILIP | EXECUTIVE VICE PRESIDENT | — |
| RICCOBELLI MONIQUE | VICE PRESIDENT | — |
| BORCHERS CASSANDRA WAMBAUGH | CHIEF COMPLIANCE OFFICER | — |
| VIGRAN STANLEY | DIRECTOR | — |
| BASTIN JAMES | CHIEF FINANCIAL OFFICER | — |
| RICCOBELLI MONIQUE RENE | MANAGING DIRECTOR & CHIEF ADMINISTRATIVE OFFICER | — |
| VIDINLI NEDRET ENGIN | VICE PRESIDENT AND SENIOR ANALYST | — |
| TYE ROBERT DOWELL | VICE PRESIDENT, DIRECTOR OF MARKETING | — |
| TUZUN TAYFUN | VICE PRESIDENT & SENIOR ANALYST | — |