MAI CAPITAL MANAGEMENT, LLC

MAI CAPITAL MANAGEMENT, LLC of CLEVELAND, OH is an SEC-registered investment adviser (CRD 109807). Regulatory assets under management: $52.1B.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed, Performance, Other.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Investment cos, Other.

Officers, owners & control persons (68)

Showing 25 of 68 people.

NameRoleLocation
DAVID CHIH HOUMANAGING PARTNERLos Angeles, CA
JANE FRANCES EAGLEMANAGING PARTNERLOS ANGELES, CA
Richard James BuoncoreCHAIRMAN & CHIEF EXECUTIVE OFFICER; EXECUTIVE CHAIRMAN; EXECUTIVE CHAIRMAN & CHIEF EXECUTIVE OFFICER
James D KacicMANAGING PARTNER AND CHIEF OPERATING OFFICER
John Daniel ZallerMANAGING PARTNER
Mark Jonathan HappeCHIEF COMPLIANCE OFFICER
Leslie DrocktonGENERAL COUNSEL
Kurt David NyeMANAGING PARTNER & CHIEF INVESTMENT OFFICER
Joseph R McleanMANAGING PARTNER
Philip NoftsingerCHIEF FINANCIAL OFFICER
Albert Edward MacdonaldMANAGING PARTNER
Jay David SandersMANAGING PARTNER
Kurt Jay SchoepplerEXECUTIVE COMMITTEE MEMBER
SUMMERS MARK HUNTERCHIEF OPERATING OFFICER; MEMBER
SCHWARTZ ERIC STUARTMEMBER
STEFFENS JOHN LAUNDONDIRECTOR
LEE QUINCY JAMESDIRECTOR
NOVAK LAURA ANNCHIEF COMPLIANCE OFFICER AND OPERATIONS OFFICER; CHIEF OPERATIONS OFFICER; CHIEF OPERATIONS OFFICER, ACTING COMPLIANCE OFFICER (+1 more)
HAPPE MARK JONATHANCHIEF COMPLIANCE OFFICER
GRAY GERALD HOWARDCHIEF INVESTMENT OFFICER; CO - CHIEF INVESTMENT OFFICER; CO-CHIEF INVESTMENT OFFICER (+1 more)
BARTOS THOMAS JAMESCHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER
BUONCORE RICHARD JAMESEXECUTIVE CHAIRMAN; MANAGING PARTNER; MEMBER (+1 more)
CHAIT BRIAN MARTINCO-CHIEF INVESTMENT OFFICER; OWNER
RAYBURN ANDREWMEMBER; MEMBER - TRUST; OWNER
DELLARATTA RALPH MICHAELOWNER

Disclosures (3)

InitiatedTypeAllegationsStatusAmount
regulatory

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