KEN STERN & ASSOCIATES INC of SAN DIEGO, CA is an SEC-registered investment adviser (CRD 110092). Regulatory assets under management: $408.2M.
| Name | Role | Location |
|---|---|---|
| BOROWSKI LUANNE MARIE | COMPLIANCE OFFICER | — |
| STERN KENNETH AARON | PRESIDENT; PRESIDENT, CEO, MANAGING DIRECTOR, PORTFOLIO MANAGER, ANALYST; STOCKHOLDER | — |
| LOVELL-STERN SUSAN ROSEMARY | BENEFICIAL OWNER | — |
| HOFFMAN ERIC GEOFFREY | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY (+2 more) | — |
| QUINN ANN DIANGELIS | SECRETARY | — |
| HUCK DANIEL P | CHIEF COMPLIANCE OFFICER | — |
| MITCHELL CHRISTOPHER MILLS | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, CORPORATE SECRETARY | — |
| HINCK KATHERINE SUE | CHIEF COMPLIANCE OFFICER | — |
| HENDRICKS BRIAN SCOTT | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER, CCO (AS OF 2/2016) | — |
| RAMACHANDRAN ANISH | CHIEF INVESTMENT OFFICER | — |