BOROWSKI LUANNE MARIE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. BOROWSKI LUANNE MARIE appears on 7 filing roles across Form ADV (7).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CETERA INVESTMENT MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | SCHAMBURG, IL |
| — | Form ADV | FIRST ALLIED SECURITIES, INC. | RIA CHIEF COMPLIANCE OFFICER | SAN DIEGO, CA |
| — | Form ADV | GIRARD SECURITIES, INC. | ADVISORY CCO | SAN DIEGO, CA |
| — | Form ADV | GREENBOOK INVESTMENT MANAGEMENT, INC. | CHIEF COMPLIANCE OFFICER | SAN DIEGO, CA |
| — | Form ADV | FIRST ALLIED ASSET MANAGEMENT | CHIEF COMPLIANCE OFFICER | SAN DIEGO, CA |
| — | Form ADV | FIRST ALLIED ADVISORY SERVICES, INC. | CHIEF COMPLIANCE OFFICER | SAN DIEGO, CA |
| — | Form ADV | KEN STERN & ASSOCIATES INC | COMPLIANCE OFFICER | SAN DIEGO, CA |