PRENTISS SMITH & COMPANY, INC.

PRENTISS SMITH & COMPANY, INC. of BRATTLEBORO, VT is an SEC-registered investment adviser (CRD 110928). Regulatory assets under management: $453.1M.

Registration

Business model

Compensation: % of AUM.

Clients served: High net worth, Pooled vehicles, Corporations.

Officers, owners & control persons (25)

NameRoleLocation
Smith Lamont CharlesDIRECTOR/TREASURER/OWNER; PRESIDENT; PRESIDENT/OWNER (+1 more)DENVER, CO
Prentiss Charles SmithDIRECTOR/TREASURER/OWNER
Karlie Packard BorstSECRETARY, VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER
Martha Mcmahon RichardsonDIRECTOR
Prentiss Richardson SmithPRESIDENT/DIRECTOR/OWNER
Elizabeth Richardson SmithOWNER
Whitney P SmithOWNER
Noah R SmithOWNER
Aidan M SmithOWNER
Richard Aldis EpsteinTRUSTEE
Noah R SmithOWNER
Aidan M SmithOWNER
WALKER GERTRUDE MSR. VICE PRESIDENT
BORST KARLIE PACKARDSECRETARY, VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER; SECRETARY, VICE PRESIDENT AND COMPLIANCE OFFICER; VICE PRESIDENT (+1 more)
RICHARDSON MARTHA MCMAHONDIRECTOR
SMITH PRENTISS RICHARDSONDIRECTOR; DIRECTOR/OWNER; OWNER (+1 more)
EPSTEIN RICHARD ALDISTRUSTEE
PORTER THOMAS LEADLYDIRECTOR
SANDERSON CONCETTADIRECTOR
CAMPBELL GERTRUDE WALKERSR. VICE PRESIDENT
PERRA RICHARD DSECRETARY
PACKARD KARLIEVICE PRESIDENT
SMITH RAYMOND POWNER
Noah R. SmithOWNER
Aidan M. SmithOWNER

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