MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. of CHICAGO, IL is an SEC-registered investment adviser (CRD 111135). Regulatory assets under management: $50.4B.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Individuals, High net worth, Pensions, Charities, Investment cos.

Officers, owners & control persons (57)

Showing 25 of 57 people.

NameRoleLocation
Natalie BrownDIRECTORChicago, IL
James ShieldsCHIEF COMPLIANCE OFFICERSouthlake, TX
Michael Edward AnninFIDUCIARY SOLUTIONS DEPARTMENT, PRESIDENT
Richard Scott PriceDIRECTOR/EXECUTIVE CHAIRMAN; DIRECTOR/EXECUTIVE CHAIRMAN/CEO
Alasdair Robert James CrippsREAL ESTATE DIRECT INVESTMENTS DEPARTMENT, CEO AND CO-CHIEF INVESTMENT OFFICER
Lee Michael GordonWEALTH MANAGEMENT DEPARTMENT, CHAIRMAN
Joseph Patrick HoffmanCURRENCY MANAGEMENT DEPARTMENT, PRESIDENT
Mary Jo Moon HayesCHIEF COMPLIANCE OFFICER
Jesse Joseph KeigCHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/DIRECTOR
Brian David PriceHEAD OF ADVISORY SERVICES
Natalie Annette BrownPRESIDENT/CEO
Jeffrey Michael LevineDIRECTOR
Steven Charles SwierczewskiSENIOR MANAGING DIRECTOR, GLOBAL INVESTMENT MANAGEMENT DIVISION
GROSSMAN KENNETH STEVENSENIOR MANAGING DIRECTOR
CRIPPS ALASDAIR ROBERT JAMESREAL ESTATE DIRECT INVESTMENTS DEPARTMENT, CEO AND CO-CHIEF INVESTMENT OFFICER; SENIOR MANAGING DIRECTOR
TOLEDO MARK FRANKSENIOR MANAGING DIRECTOR
VORISEK KATHRYN ANNSENIOR MANAGING DIRECTOR
JOSEPH DIANA JILLMANAGING DIRECTOR
BLACK CHESTER BDIRECTOR
GORDON JOSEPH MICHAELCEO, WEALTH ADVISORS; CHAIRMAN, WEALTH ADVISORS; SENIOR MANAGING DIRECTOR (+1 more)
HAHN DONALD DALEMANAGING DIRECTOR
TYREE JAMES CRAIGCHAIRMAN, CEO & DIRECTOR
BUSSCHER ARNOLD BRADLEYMANAGING DIRECTOR, SECRETARY; SENIOR MANAGING DIRECTOR, SECRETARY; SENIOR MANAGING DIRECTOR, SECRETARY, CHIEF COMPLIANCE OFFICER
PASKVAN KRISTIE PAULACFO; CFO, DIRECTOR
PRICE RICHARD SCOTTCEO/PRESIDENT; CHAIRMAN, CEO, DIRECTOR; DIRECTOR (+4 more)

Disclosures (8)

InitiatedTypeAllegationsStatusAmount
2022-07-22regulatoryTHE SEC ALLEGED THAT THE FIRM VIOLATED SECTIONS 206(2) AND 206(4) OF THE ADVISERS ACT AND RULE 206(4)-7 PROMULGATED THEREUNDERFinal$170K

Private funds (6)

Real Estate Fund: 4 · Other Private Fund: 2

FundTypeFormedOwnersGross asset valueMin investment
MESIROW FINANCIAL REAL ESTATE VALUE FUND IV, L.P.Real Estate FundDelaware32$1.8B$5.0M
MESIROW FINANCIAL REAL ESTATE VALUE FUND III, L.P.Real Estate FundDelaware41$1.0B$5.0M
WEALTH ADVISORS FEEDER FUND I, L.P.Other Private FundDelaware100$66.9M$100K
MESIROW FINANCIAL EMPLOYEE REAL ESTATE VALUE FUND IV, L.P.Real Estate FundDelaware27$10.3M$50K
MESIROW REAL ESTATE VALUE FUND IV FEEDER, L.P.Other Private FundDelaware39$8.1M$100K
MESIROW FINANCIAL EMPLOYEE REAL ESTATE VALUE FUND III, L.P.Real Estate FundDelaware29$6.4M$50K

Branch offices (11)

CityStateEmployeesPhone
HIGHLAND PARKIL30888-681-0082
STUARTFL28476812339
18476812315
18476812433
13125956697
16124253000
13125957925
18476812399
13125956020
SEATTLEWA13125957019
13125957382

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