HILLSPRING FINANCIAL, INC.

HILLSPRING FINANCIAL, INC. of SURPRISE, AZ is an SEC-registered investment adviser (CRD 113938). Regulatory assets under management: $186.0M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed, Other.

Clients served: Individuals, High net worth, Pensions, Charities.

Officers, owners & control persons (5)

NameRoleLocation
Kent Garry ForseyPRESIDENT/CHIEF COMPLIANCE OFFICER
SMITH MAX WAYNECHAIRMAN; CHAIRMAN / CHIEF COMPLIANCE OFFICER; CHAIRMAN/CHIEF COMPLIANCE OFFICER
SMITH TUCKER MAXPRESIDENT; PRESIDENT/ CHIEF COMPLIANCE OFFICER
MAGEE LANA DCHIEF FINANCIAL OFFICER
FORSEY KENT GARRYPRESIDENT/CHIEF COMPLIANCE OFFICER; SR. VICE PRESIDENT

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