SWAN GLOBAL INVESTMENTS, LLC of DURANGO, CO is an SEC-registered investment adviser (CRD 114669). Regulatory assets under management: $2.4B.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Randall William Swan | CEO; OWNER | — |
| Robert Bradley Swan | COO | — |
| Bradley Owen Ackerman | CHIEF COMPLIANCE OFFICER | — |
| Ethan Bates | CFO | — |
| SWAN RANDALL WILLIAM | CEO; CEO, MANAGING MEMBER; OWNER (+2 more) | — |
| ENGELKEN JAMES A | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/CFO; CHIEF COMPLIANCE OFFICER/INVESTMENT MGR | — |
| SWAN ROBERT BRADLEY | COO | — |
| ACKERMAN BRADLEY OWEN | CHIEF COMPLIANCE OFFICER | — |
| SWAN LAURA K | MEMBER | — |
| BATES ETHAN | CFO | — |