PRECEPT MANAGEMENT, LLC of DALLAS, TX is an SEC-registered investment adviser (CRD 114671). Regulatory assets under management: $5.4M.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Dana Blair Baker | MANAGING MEMBER, PRECEPT MANAGEMENT, LLC | DALLAS, TX |
| Nick Robert Roossien | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER, PRECEPT MANAGEMENT, LLC | — |
| BATEMAN JOHN EARL | GENERAL MANAGER, CHIEF COMPLIANCE OFFICER | — |
| BAKER DANA BLAIR | LIMITED PARTNER, PRECEPT CAPITAL MANAGEMENT, L.P. ("RELYING ADVISER"); MANAGING MEMBER; MANAGING MEMBER, PRECEPT MANAGEMENT, LLC (+1 more) | — |
| ROOSSIEN NICK ROBERT | CHIEF COMPLIANCE OFFICER AND OPERATIONS MANAGER; CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER, PRECEPT MANAGEMENT, LLC (+1 more) | — |