PFG INVESTMENTS, LLC of WOODBURY, NY is an SEC-registered investment adviser (CRD 116537). Regulatory assets under management: $2.1B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Stephen Alfred Distante | CEO | — |
| Jr Daniel Antenor | CHIEF OPERATIONS OFFICER | — |
| Joseph John Trifiletti | PRESIDENT | — |
| Megan Lynn Plapp | CHIEF FINANCIAL OFFICER | — |
| Michelle Denise Thomas | CHIEF COMPLIANCE OFFICER | — |
| Steven Matthew Howe | DIRECTOR OF BUSINESS DEVELOPMENT | — |
| MURPHY TERRENCE JAMES | CCO | — |
| DISTANTE STEPHEN ALFRED | CEO | — |
| KAUPP STEPHEN WERNER | VICE-PRESIDENT | — |
| CHAMPNEY BARRY ALAN | CCO; COO | — |
| MARANO FRANK S | FINOP | — |
| TRIFILETTI JOSEPH JOHN | PRESIDENT; PRESIDENT, CCO | — |
| FEINBERG RICHARD BURT | FINOP | — |
| PLAPP MEGAN LYNN | CHIEF FINANCIAL OFFICER; FINOP | — |
| HOWE STEVEN MATTHEW | CHIEF COMPLIANCE OFFICER; DIRECTOR OF BUSINESS DEVELOPMENT; DIRECTOR OF OPERATIONS (+1 more) | — |
| Antenor Daniel | ADVISORY MANAGER; CHIEF HAPPINESS OFFICER; CHIEF OPERATIONS OFFICER (+1 more) | — |
| THOMAS MICHELLE DENISE | CHIEF COMPLIANCE OFFICER | — |
| SPINEK DARLENE TERESA | INTERIM CCO | — |
| Basis Theologos Stavros | CHIEF COMPLIANCE OFFICER | — |
| GERAGHTY DOUGLAS P | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |