PFG INVESTMENTS, LLC

PFG INVESTMENTS, LLC of WOODBURY, NY is an SEC-registered investment adviser (CRD 116537). Regulatory assets under management: $2.1B. This firm reports disciplinary history on Form ADV.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles.

Officers, owners & control persons (20)

NameRoleLocation
Stephen Alfred DistanteCEO—
Jr Daniel AntenorCHIEF OPERATIONS OFFICER—
Joseph John TrifilettiPRESIDENT—
Megan Lynn PlappCHIEF FINANCIAL OFFICER—
Michelle Denise ThomasCHIEF COMPLIANCE OFFICER—
Steven Matthew HoweDIRECTOR OF BUSINESS DEVELOPMENT—
MURPHY TERRENCE JAMESCCO—
DISTANTE STEPHEN ALFREDCEO—
KAUPP STEPHEN WERNERVICE-PRESIDENT—
CHAMPNEY BARRY ALANCCO; COO—
MARANO FRANK SFINOP—
TRIFILETTI JOSEPH JOHNPRESIDENT; PRESIDENT, CCO—
FEINBERG RICHARD BURTFINOP—
PLAPP MEGAN LYNNCHIEF FINANCIAL OFFICER; FINOP—
HOWE STEVEN MATTHEWCHIEF COMPLIANCE OFFICER; DIRECTOR OF BUSINESS DEVELOPMENT; DIRECTOR OF OPERATIONS (+1 more)—
Antenor DanielADVISORY MANAGER; CHIEF HAPPINESS OFFICER; CHIEF OPERATIONS OFFICER (+1 more)—
THOMAS MICHELLE DENISECHIEF COMPLIANCE OFFICER—
SPINEK DARLENE TERESAINTERIM CCO—
Basis Theologos StavrosCHIEF COMPLIANCE OFFICER—
GERAGHTY DOUGLAS PCHIEF COMPLIANCE OFFICER—

Disclosures (11)

InitiatedTypeAllegationsStatusAmount
—regulatory———

Branch offices (58)

Showing 15 of 58 offices.

CityStateEmployeesPhone
WESTPORTCT5(203) 222-8933
IRVINECA5949-553-0313
ROCHESTERNY4(585) 507-9545
FAYETTEVILLENY33156375153
HUDSONMA3617-500-5387
CALABASASCA3(818) 757-7045
ROCKVILLEVA28047491919
TOTOWANJ29738346800
MINNEAPOLISMN26124531322
LONG ISLAND CITYNY27182784502
MONTPELIERVT2802-613-3537
PORTLANDOR25034527000
METUCHENNJ2732-710-4934
NORTH READINGMA27813916455
SAINT AUGUSTINEFL2(904) 718-4594

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