GUGGENHEIM INVESTMENT MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 117827). Regulatory assets under management: $32.7B.
| Name | Role | Location |
|---|---|---|
| NICK KENNETH ADAM | CHIEF COMPLIANCE OFFICER | — |
| MINERD BYRON SCOTT | CHIEF INVESTMENT OFFICER | — |
| BOEHLY TODD LAWRENCE | MANAGING DIRECTOR; MANAGING PARTNER | — |
| SAUTEL STEPHEN D | MANAGING DIRECTOR; SENIOR MANAGING DIRECTOR | — |
| MCGANN ROBERT VINCENT | CHIEF FINANCIAL OFFICER | — |
| CURCIO DOMINIC J | MANAGING DIRECTOR | — |
| DUFFY ADRIAN GW | MANAGING DIRECTOR | — |
| DAMASO MICHAEL PETER | DIRECTOR | — |
| NYHOFF-KING ERIN ELIZABETH | CHIEF COMPLIANCE OFFICER | — |
| HAGNER WILLIAM ROBERT | CHIEF LEGAL OFFICER; VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| KING ERIN ELIZABETH | CHIEF COMPLIANCE OFFICER | — |
Hedge Fund: 20 · Other Private Fund: 12 · Private Equity Fund: 2
Showing 15 of 34 funds by gross asset value.
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| NZC GUGGENHEIM MASTER FUND LTD. | Hedge Fund | — | 2 | $1.6B | — |
| ORPHEUS FUNDING LLC | Hedge Fund | — | 2 | $1.5B | — |
| 5180 CLO LP | Other Private Fund | — | 0 | $1.0B | $14 |
| NZC GUGGENHEIM FUND LLC | Hedge Fund | — | 63 | $779.9M | $10.0M |
| COPPER RIVER CLO LTD | Other Private Fund | — | 0 | $724.2M | $500K |
| NZCG FUNDING LTD | Other Private Fund | — | 0 | $591.9M | $1.0M |
| KENNECOTT FUNDING LTD | Other Private Fund | — | 0 | $503.6M | $500K |
| ORPHEUS HOLDINGS, LLC | Hedge Fund | — | 16 | $458.2M | $5.0M |
| SANDS POINT FUNDING LTD. | Other Private Fund | — | 0 | $456.4M | $500K |
| GREEN LANE CLO LTD. | Other Private Fund | — | 0 | $336.8M | $500K |
| NZC GUGGENHEIM FUND LTD | Hedge Fund | — | 29 | $225.2M | $10.0M |
| ORPHEUS HOLDING LTD | Hedge Fund | — | 9 | $200.1M | $5.0M |
| GUGGENHEIM ENERGY OPPORTUNITIES FUND L.P. | Private Equity Fund | — | 14 | $130.1M | — |
| 1888 FUND LTD. | Other Private Fund | — | 0 | $127.8M | $500K |
| HIGH-YIELD LOAN PLUS MASTER SEGREGATED PORTFOLIO | Hedge Fund | — | 2 | $96.7M | — |