GUARDIAN ROCK WEALTH INVESTMENT MANAGEMENT, INC.

GUARDIAN ROCK WEALTH INVESTMENT MANAGEMENT, INC. of LISLE, IL is an SEC-registered investment adviser (CRD 120529). Regulatory assets under management: $47.0M.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles.

Officers, owners & control persons (19)

NameRoleLocation
Green Abraham NathanielDIRECTOR OF RESEARCH; SENIOR VICE PRESIDENTPortland, ME
LANE MARC JAYPRESIDENT, CHIEF COMPLIANCE OFFICER; PRESIDENT & TREASURER; PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER
WOODS DAVID EUGENESECRETARY & CHIEF COMPLIANCE OFFICER
STROM JOHN BRADLEYPORTFOLIO MANAGER; SENIOR VICE PRESIDENT
MARTIRE SARA ELIZABETHINVESTOR ADVOCATE
LAPINSKI JOHN JOSEPHFIRM ADMINISTRATOR
WILSON ARLENE MARIEASSOCIATE PORTFOLIO MANAGER; INVESTOR ADVOCATE AND EQUITY ANALYST
LASSITER ROSIELYN UTLEYSENIOR VICE PRESIDENT
ALLEN DANIEL THOMASSENIOR VICE PRESIDENT
LINTON MICHAEL DAVIDINVESTOR ADVOCATE
HENDERSON TENISHA MICHELLEOPERATIONS SPECIALIST
PAKRAVAN KARIMCHIEF ECONOMIST
KLEINMAN ADAMINVESTOR ADVOCATE
CRANE LINDA RSENIOR VICE PRESIDENT
STROM JSENIOR VICE PRESIDENT
MAILLIE JUDSON ROYSENIOR VICE PRESIDENT
BARR WARREN NICHOLASSENIOR VICE PRESIDENT
GUO JIESENIOR RESEARCH ANALYST
CRANE LINDA RENEESENIOR VICE PRESIDENT

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